Your company (called the issuer) will need to prepare a Form 211 to be filed by Kensington Capital Corporation (the Sponsor) with the NASD; this form is the original application for the listing of the securities of your company on the NASD Over The Counter Bulletin Board (OTCBB).
• You will need to complete the following documents:
• OTCBB Form 211 Appropriate Exhibits
• Certified share holder list and contact person at transfer agent
• Financial Statement audit coordination.
Typically after receiving a form 211 application the NASD assigns an auditor to review the application. They will reply with a letter setting forth their questions and comments on your filing and application. We will introduce your company to corporate lawyers specializing in SEC work who will assist you in answering any and all comment letters from the NASD and/or SEC related to your filings.
Kensington Capital will work alongside your SEC lawyers until all comment letters are answered and you receive approval from the NASD to list your company. We will sponsor and list your company and help locate additional licensed level three market makers to have a few market makers of record trading your stock on the OTCBB.
Market Maker Introduction
We will be the active Market Maker and sponsor of your company listing we will also assist your company with locating additional licensed level three market makers to have a few market makers of record for the trading of your company's securities on the OTCBB.