Stock & ETF's Trading

Do you have strong opinions about certain companies? Our firm will help you implement your plan. You can invest in the company's equity if you think they have a bright future, or you can go short if you believe the stock is headed downward. Either way, it is your strategy and your move. Our job is to help you implement your ideas with a market strategy that's right for you.

...Invest in the broad market

Perhaps you have opinions about the future direction of a certain sector, or even of the market as a whole. Avoid the pitfalls of investing in individual companies by trading exchange traded funds (ETFs) or index tracking stocks. These vehicles trade just like shares of stock, while allowing for broad-based investing and diversification of risk. More agile, flexible and convenient than mutual funds, these powerful investment instruments offer a world of investment possibilities previously available only to extremely large and well-funded investors.



Short selling is not suitable for all investors and may lead to extraordinary losses, because you may have to purchase a stock at a very high price in order to cover a short position.

Margin trading entails greater risk and is not suitable for all investors. Please assess your financial circumstances and risk tolerance prior to trading on margin. Margin credit is extended by First Southwest Company. Member FINRA/ SIPC.

Please see the FINRA margin disclosure statement.

What We Offer a long-term personal relationship through superior performance and services.